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July 29th, 2010
Antisocial behaviour orders (ASBOs), a headline grabbing shoot-from-the-hip policy introduced by the Labour government in a desperate attempt to demonstrate that it could control unruly behaviour, are to be removed. Home Secretary, Theresa May, has indicated that instead police will be given powers to make offenders repair community damage.
Former Home Secretary, Jack Straw, has defended the ASBO and is quoted as saying that they had made a huge contribution to cutting crime and removing them would be a blow to communities blighted by yobs. But criminal practitioners know differently. So often the ASBO “badge” is worn with pride by the young offender who gains credibility among his peers, and when he reoffends – as he usually does – the courts are very slow to mete out the severe punishment he was promised at the time of its imposition.
But the ASBO is a civil remedy, and the main criticism is reserved for its ability to criminalise individuals merely because they had breached the order which had been imposed because the perceived offender was merely a nuisance in his community. It is the sort of order one has come to expect from a totalitarian regime, not one which professes to prize justice.
The type of social problem the ASBO was meant to cure is much better dealt with by education, discipline and example. Let the criminal law deal with punishment, retribution and rehabilitation where appropriate.
Tags: Antisocial behaviour order, Antisocial behaviour orders, ASBO, ASBO badge, ASBOs, civil remedy, criminal law, discipline, education, Home Secretary, Jack Straw, Labour government, law and order, punishment, rehabilittion, retribution, Theresa May Posted in Uncategorized | No Comments »
July 26th, 2010
Health Secretary, Andrew Lansley, has announced that the Health Professions Council is to regulate social workers from April 2012 as part of a shake up of the Department of Health’s arm’s length bodies. The General Social Care Council will be abolished.
Only a few months ago the Council for Healthcare Regulatory Excellence (CHRE) published recommendations for improving the troubled social care regulator. The Secretary of State acknowledged that the GSCC had made good progress in recent months but in reality the costs of maintaining an independent regulator for social workers were prohibitive. The Department’s arm’s length bodies will be reduced from 18 to 10 resulting in a saving of £180 million.
The Health Professions Council is an independent UK-wide multi-profession regulator which currently regulates fifteen professions including dietitians, educational psychologists, occupational therapists, paramedics and physiotherapists. Regulating social workers will add enormously to its caseload and its title will be altered to reflect its changing role. It will need to beef up its in-house expertise to begin to understand and regulate efficiently the diverse nature of the social work profession.
The CHRE is itself to be removed from the sector and it is proposed that it will become a self-funding body by charging a levy on regulators. Just why professionals should be called upon to pay not only for their own regulation but for a regulator to regulate their regulator, beggars belief. It appears that a wonderful opportunity to remove a superfluous layer of bureaucracy has been lost.
As part of the clear out the Human Fertilisation & Embryology Authority and the Human Tissue Authority are to go. They are to be retained as separate arm’s length bodies for the time being with the aim of transferring their functions by the end of the current parliament. It will be remembered that the last government attempted to merge these bodies but deep seated divisions between them prevented a successful liaison.
Tags: Andrew Lansley, arm's length bodies, CHRE, Council for Health Care Regulatory Excellence, Department of Health, General Social Care Council, GSCC, Health Professions Council, Health Secretary, HFEA, HPC, HTA, Human Fertilisation & Embryology Authority, Human Tissue Authority, social work profession, social workers Posted in Uncategorized | No Comments »
July 16th, 2010
The boundaries of misconduct and how closely it must be linked to the professional’s calling were examined recently by the Court of Appeal in The Queen (on the application of Remedy UK Limited) v The General Medical Council [2010] EWHC 1245 (Admin).
As part of a policy called Modernising Medical Careers the Department of Health and others devised and introduced a new scheme for recruitment of junior doctors, and a new computerised system of making appointments for junior doctors’ training posts. It was later generally recognised that the scheme was deeply flawed. A Select Committee Report referred to the introduction of the new speciality training arrangements as “disastrous”. Another report said that it had sparked the biggest crisis in the medical profession in a generation.
Remedy UK Limited was founded to represent doctors who had lost confidence in these training and employment reforms. It sought to subject the Chief Medical Officer of Health, Sir Liam Donaldson, and Professor Sarah Thomas, who chaired the MTAS recruitment and selection steering group, to the GMC’s disciplinary processes to hold them accountable for what it perceived to be their responsibility in allowing the MTAS scheme to be adopted and implemented in circumstances which caused damage to doctors, patients and the standing of the profession.
The leading case on the meaning of misconduct was the judgment of the Privy Council in Roylance v GMC [2001] 1 AC 311 where Lord Clyde said that misconduct was a word of general effect, involving some act or omission which fell short of what would be proper in the circumstances. Such misconduct (in the case of a doctor) was not limited to clinical misconduct but there must be a link with the profession of medicine. Precisely what that link may be and how it may occur was a matter of circumstances. But certain behaviour may constitute professional misconduct even although it did not occur within the actual course of the carrying on of the person’s professional practice, such as the abuse of a patient’s confidence, or the making of some dishonest private financial gain. Another category of case where the professional misconduct complained about was removed altogether from the practice of medicine was where the doctor was guilty of immoral, outrageous or disgraceful conduct.
In Preiss v General Dental Council [2001] 1 WLR 1926 it was said that serious professional misconduct may take the form not only of acts of bad faith or other moral turpitude but also of incompetence or negligence of a high degree. It may also be professional misconduct where a medical practitioner purporting to act or speak in such expert capacity went outside his expertise. It was settled that serious professional misconduct did not require moral turpitude. Gross professional negligence could fall within it. Something more was required than a degree of negligence enough to give rise to civil liability but not calling for the degree of opprobrium that inevitably attached to the disciplinary offence.
In the present case Elias LJ derived the following principles from these cases: (1) Misconduct was of two principal kinds: First, it may involve sufficiently serious misconduct in the exercise of professional practice such that it could properly be described as misconduct going to fitness to practise. Second, it could involve conduct of a morally culpable or otherwise disgraceful kind which may, and often would, occur outwith the course of professional practice itself, but which brought disgrace upon the doctor and thereby prejudiced the reputation of the profession. Misconduct falling within that limb need not arise in the context of a doctor exercising his clinical practice, but it must be in the exercise of the doctor’s medical calling. (2) Conduct could properly be described as linked to the practice of medicine, even though it involved the exercise of administrative or managerial functions, where it was part of the day to day practice of a professional doctor. Those functions included proper record keeping, adequate patient communication, proper courtesy shown to patients and so forth. Usually a failure adequately to perform these functions would fall within the scope of deficient professional performance rather than misconduct, but in a sufficiently grave case, where the negligence was gross, there was no reason in principle why a misconduct charge should not be sustained. (3) Misconduct may also fall within the scope of a medical calling where it had no direct link with clinical practice at all. Meadow v GMC [2007] QB 462 provided an example, where the activity concerned acting as an expert witness where the doctor’s error was to fail to recognise the limit of his skill and expertise.
Poor judgment could not of itself constitute gross negligence or negligence of a high degree but it may in an appropriate case, and particularly if exercised over a period of time, constitute seriously deficient performance.
Action taken in good faith and for legitimate reasons, however inefficient or ill-judged, was not capable of constituting misconduct merely because it might damage the reputation of the profession.
In the present case the essential skills the medical practitioners brought to bear were not medical. The making and implementation of government health policy was not a medical function, even where the policies in issue directly related to doctors and closely affected the medical profession. The conduct must be of a kind which justified some kind of moral censure or involved conduct which would be considered disreputable for a doctor. Bad judgment did not justify moral censure. The conduct complained of was too remote from consideration of fitness to practise. That was so whether cast in misconduct or deficient performance terms.
Tags: bad faith, clinical misconduct, fitness to practise, gross professional negligence, managerial functions, Meadow v GMC [2007] QB 462, misconduct; The Queen (on the application of Remedy UK , moral turpitude, poor judgment, Preiss v General Dental Council [2001] 1 WLR 1926, Professor Sarah Thomas, remoteness, reputation of profession, Roylance v GMC [2001] 1 AC 311, Sir Liam Donaldson Posted in Uncategorized | No Comments »
July 15th, 2010
Judges appear to be distancing themselves from the dicta of Davis J in Shiek v General Dental [2007] EWHC 2972 (Admin) when he said “… if the public interest is to be invoked … then that to my mind, does at least carry some implication of necessity; and certainly it at least carries with it the implication of desirability.” He felt it would be a relatively rare case where a suspension order would be made on an interim basis on the ground that it was in the public interest.
In Shiek the judge, perhaps surprisingly, allowed an appeal against an interim suspension order in a case where a dentist had been convicted of offences where there was sustained dishonesty and conspiracy to defraud resulting in a suspended 12 month prison sentence. It is to be remembered that Davis J was the very same judge who allowed the appeal of a doctor against an interim suspension order in Sosanya v General Medical Council [2009] EWHC 2814 (Admin), a case which concerned serious allegations of money laundering.
But in more recent cases other judges have drawn back from those decisions. Martin Sandler v General Medical Council [2010] EWHC 1029 (Admin) concerned a doctor who failed to see the bodies of patients for whom he gave medical certificates of death; failed to examine the bodies; failed to meet with, question or speak to [the relevant] medical practitioner, and received £4,549.50 for cremation duties which he had not carried out.
At the hearing of the appeal against an interim suspension order made on public interest grounds, counsel sought to rely on the dicta of Davis J in Shiek and Sosanya whilst praying in aid a 9 month delay by the General Medical Council in seeking the order. But Nicol J upheld the suspension. The signing of 116 certificates took place over a number of years, and the lack of probity took place in the course of the doctor’s clinical duties. As to the delay, the GMC had been entitled to wait for the outcome of the police investigation.
Whilst accepting that a doctor could not be the subject of an interim suspension order unless it was at least desirable in the public interest, and such order would need to be proportionate – perhaps departing from the remarks of Davis J – the judge added, “but I do, with respect, think that the Court must be cautious about superimposing additional tests over and above those which parliament has set.”
This judgment of Nicol J was followed by Judge Kaye QC in Steven Bradshaw v General Medical Council [2010] EWHC 1296 (Admin). Dr Bradshaw, employed by the Civil Aviation Authority, was said to have made allegations against another doctor knowing them to be false and so lied to the Civil Aviation Authority, lied to that other doctor on numerous occasions and in numerous respects with the intention of perverting the course of an investigation; fabricated and altered original documents in order to discredit the other doctor and undermine the doctor’s testimony; abused sickness absence procedures, and offered to procure the Civil Aviation Authority’s endorsement of a product for reward.
The Interim Orders Panel, said the judge, had properly balanced the key factors. It was aware that the allegations did not involve the doctor’s clinical competence but identified correctly that the allegations amounted to one of those relatively rare cases in which an interim order of suspension was necessary in the public interest.
Tags: Davis J, Interim Orders Panel, Judge Kaye QC, Martin Sandler v GMC [2010] EWHC 1029 (Admin), Nicol J, public interest; interim suspension orders; regulatory, Sosanya v GMC [2009] EWHC 2814 (Admin), Steven Bradshaw v GMC [2010] EWHC 1296 (Admin) Posted in Uncategorized | No Comments »
July 9th, 2010
The case of Bradshaw v General Medical Council [2010] EWHC 1296 (Admin) (04 June 2010) demonstrates the difficult balancing act regulators find themselves in when deciding whether to apply for an interim suspension order on public interest grounds.
Dr Bradshaw was employed as a medical officer by the Civil Aviation Authority (“CAA”). He was suspended by the CAA pending investigation into a number of allegations of misconduct. During that investigation he resigned. The investigation concluded that had Dr Bradshaw still been employed by the CAA he would have been dismissed without notice. He declined the offer of an appeal.
On 17 December 2009 the CAA notified the Fitness to Practise Directorate of the GMC of the conclusions of the Disciplinary Hearings Manager and specified matters of particular concern.
The matter was referred to the Interim Orders Panel (“IOP”). The main allegations against Dr Bradshaw were: that he had made allegations of misconduct against a Dr J (with whom he was said to be having a relationship) knowing them to be false and in doing so lied to the CAA; that he had lied to Dr J on numerous occasions and in numerous respects with the intention of perverting the course of the investigation; that he had fabricated and altered original documents in order to discredit Dr J and another so as to undermine their testimony against him; that he had abused CAA’s sickness absence procedures by claiming he was sick when he was in fact fit for work; that he had breached the CAA’s code of conduct by offering or promising to take steps to procure CAA’s endorsements for glasses in return for a substantial share in the venture.
The panel found that it is necessary for the protection of members of the public, in the public interest and your own interests to suspend Dr Bradshaw. The panel was satisfied that there may be impairment of your fitness to practise which poses a real risk to members of the public or which may adversely affect the public interest. The panel particularly noted that the allegation against him related to his honesty and probity. The panel considered the issue of proportionality and balanced the interests of the doctor and the risk to the public but concluded that this is a case which involves allegations that you made false allegations against a colleague, lied to an investigation and fabricated evidence, and is one of the relatively rare cases in which an order of interim suspension is necessary.
On appeal the Administrative Court considered the relevant yardstick to apply in the case of suspension on public interest grounds. It was common ground that suspension to protect members of the public could be done only if it was necessary. There was no such qualification on the public interest limb. In Shiekh v GDC [2007] GDC EWHC 2972 (Admin) Davis J thought that if the public interest was to be invoked in this context under the statute then that to his mind did at least carry some implication of necessity and certainly at least carried with it the implication of desirability.. He felt that in the ordinary case at least necessity was an appropriate yardstick and that was so because of reasons of proportionality. The panel must consider very carefully the proportionality of their measure (weighing the significance of any harm to the public interest in not suspending the doctor against the damage to him by preventing him from practising). It was the view of Davis J that it was likely to be a relatively rare case where a suspension order would be made on an interim basis on the ground that it was in the public interest.
His Honour Judge Kaye (sitting as a Judge of the High Court), however, found that Dr Bradshaw’s case was just such a rare case. The allegations went much further than accusation and counter-accusation against and by the persons involved in an intimate relationship. They included the very serious allegations of false accusations, fabricating and altering original documents and lying to the investigator. These allegations struck at the core duties and responsibilities of a doctor of honesty and integrity.
It is to be recalled that in Shiekh the dentist engaged in what the judge referred to as a sustained fraud over a lengthy period of time, and it is also of importance that the fraud related to the conduct of his dental practice. One would be inclined to the view that also struck at the core duties and responsibilities of a dentist but Davis J thought it appropriate to allow the dentist’s appeal against suspension. It will be remembered that the same judge also declined to uphold an interim suspension order in the case of Sosanya v General Medical Council, [2009] EWHC 2814 (Admin), a doctor charged with money laundering and committed to the Crown Court to stand trial.
This case, therefore, further muddies the murky area of interim suspension on public interest grounds. It would seem that we shall have to continue to proceed on a case by case basis until a Court of Appeal decisions lays down firmer guidelines.
Tags: Steven Bradshaw v General Medical Council [2010] EWHC 1 Posted in Uncategorized | No Comments »
May 28th, 2010
Article 6(3) of the European Convention on Human Rights provides:
…everyone charged with a criminal offence has the following minimum rights … (d) to examine or have examined witnesses against him …
Albert and Le Compte v Belgium (1983) 5 EHRR 533 held that this provision is equally applicable in disciplinary proceedings.
But the power to admit hearsay evidence in disciplinary proceedings Is not necessarily incompatible with the European Convention on Human rights. Luca v Haly (2003) EHRR 46 held: …the admissibility of evidence is primarily a matter for regulation by national law and as a general rule it is for the national court to assess the evidence before them. The court’s task under the Convention is not to give a ruling as to whether statements of witnesses were properly admitted as evidence, but rather to ascertain whether the proceedings as a whole, including the way in which evidence was taken, were fair. The evidence must normally be produced at a public hearing in the presence of the accused, with a view to adversarial argument. There are exceptions to this rule, but they must not infringe the rights of the defence. As a general rule, Art. 6(1)and 3(d) require that the defendant be given an adequate and proper opportunity to challenge and question a witness against him, either when he makes his statement or at a later stage.
The essential criterion is fairness to the defence.
Regulators often provide in their rules for the admission of hearsay evidence subject to the overriding principle of fairness which is all too readily overlooked.
This is well illustrated by the recent case of Ogbonna v Nursing & Midwifery Council [2010] EWHC 72 (Admin). In this case a registered midwife appealed against a finding of impairment of fitness to practice on a number of different grounds, only one of which is relevant to this note.
At the conclusion of its oral evidence, an application was made on behalf of the NMC to read the statement of B. The application was made pursuant to Rule 31 of the Nursing & Midwifery Council (Fitness to Practise) Rules Order of Council 2004, as amended: Upon receiving the advice of the Legal Assessor, and subject only to the requirements of relevance and fairness, a Practice Committee considering an allegation may admit oral, documentary or other evidence, whether or not such evidence would be admissible in civil proceedings (in the appropriate Court in that part of the United Kingdom in which the hearing takes place).
The NMC’s reason for making the application was that the witness did not live in this country any more. In January 2009 the registrant was told that the NMC relied on the written statement and on 10 February 2009 she objected to its admissibility.
B was an important witness to the material facts. There was bad feeling between B and the registrant and they had a difficult working relationship. The registrant complained that the NMC had made no plans for the witness to attend, that she had the right to ask questions and would be prejudiced if she could not.
It was clear the NMC had made no plans for the witness to attend the hearing in person or by video link. Surprisingly, it said it had no facilities for providing video link facilities.
The appeal was allowed. B was the sole witness of fact and a critical witness. That, together with the evidence of bad feeling between the two women, meant that every effort should have been made to secure B’s attendance. Fairness required that the registrant was entitled to test B’s evidence by way of cross-examination unless good and cogent reasons could be given for non-attendance. It was difficult to see what those reasons could be, given that her attendance had never been sought.
The important lesson must be to rely on direct evidence wherever possible and make every effort to secure the attendance of the desired witness. If the witness is abroad or unwell, endeavour to obtain the evidence by video link. If the witness feels threatened or intimidated, try to obtain special measures such as video link or giving evidence behind screens. If the witness is unwilling and cannot be persuaded to give evidence, consider issuing a witness summons. Only when all these measures have been exhausted should you think about hearsay evidence. Even then there is no guarantee of fairness to the defence and each case must be weighed carefully upon its own merits.
Tags: Art 6(3) European Convention on Human Rights, direct evidence, hearsay evidence, Le Compte v Belgium (1983) 5 EHRR 533, Luca v Haly (2003) EHRR 46, Ogbonna v NMC (2010) EWHC 7 (Admin), video link, witness summons Posted in Uncategorized | No Comments »
April 3rd, 2010
Lord Devlin, one of the greatest English judges of the last century, wrote: Each jury is a little parliament. The jury sense is the parliamentary sense. I cannot see the one dying and the other surviving. The first object of any tyranny in Whitehall would be to make Parliament utterly subservient to his will; and the next to overthrow or diminish trial by jury, for no tyrant could afford to leave a subject’s freedom in the hands of twelve of his countrymen. So that trial by jury is more than an instrument of justice and more than one wheel of the constitution: it is the lamp that shows that freedom lives.
In 1985 I wrote: The concept of jury trial is under siege. In recent times attacks have been made upon its efficiency by eminent people, and the present Lord Chancellor, Lord Hailsham, would like to see the right to jury trial abolished in cases involving only small amounts of money and in complicated cases involving commercial frauds. When, as a result of a recommendation from the James Committee, the government attempted recently to include a provision in a Criminal Justice Bill to limit trial by jury for what they termed “small” cases, a sufficiently large number of Members of Parliament were scandalised and the government was forced to withdraw it. So they have tried a different tack. At the end of 1983 they appointed a Committee to consider if juries were appropriate to consider the facts. One of the chief aims must have been to get a recommendation to abolish jury trials in such cases. It made sense, therefore, for the Lord Chancellor to appoint as its chairman Lord Roskill who had earlier in 1983 publicly voiced his opinion that trial by jury should be restricted. Lord Hailsham, too, in his 1983 Hamlyn Lecture let his view be clearly heard: “Personally, I would welcome an experiment on these lines limited … to the longer type of contested commercial fraud.”
… Lord Roskill restated his views in the guise of the Fraud Tribunals Committee Report and the government has pledged itself to introduce legislation during the next session to implement the Committee’s proposals.
Opposition was such that it did not take place. But gradually politicians are chipping away at our liberties and we stand idly by and watch it happen. It seems that governments, spurred on by the media, are more concerned with a scapegoat than with justice; better to be seen to do something and risk an innocent person being convicted. Incessantly we see attacks on our basic rights: a suspected person no longer has the right to remain silent without risking an adverse inference; bad character may be used by the prosecution to assist its case; hearsay evidence may be adduced in criminal trials, and so it goes on.
Last week for the first time in hundreds of years, a judge sitting alone in a criminal trial convicted four men of serious criminal offences. His verdicts may well have been right but it is the thin end of the wedge. What next? Any government, properly advised, can construct arguments in individual cases to support its oppressive measures. This government has shown contempt for its people and for its laws. If this is allowed to continue, how much longer will it be before someone expressing these views is locked up for daring to show dissent? It may sound ludicrous now, but who a few years ago would have dreamed that in this country people could be convicted by a judge sitting without a jury and then face heavy sentences of imprisonment at the hands of the very same judge.
It seems that every day the lamp which showed that freedom lives grows progressively dimmer.
Tags: Jury trial; Lord Devlin; trial by judge without jury; Posted in Uncategorized | No Comments »
February 24th, 2010
How far can poor management amount to misconduct in regulatory proceedings? Increasingly, regulators are faced with referrals from employers because it is alleged that the registrant is responsible for management failings amounting to misconduct.
How far removed from the coalface must a manager be in order to absolve himself from the shortcomings of his subordinates? Indeed, is any distance far enough if his supervision is wholly inadequate? Does that failing, of itself, make the manager unfit to follow his profession thereafter or require an interim suspension order while his conduct is investigated? On the one hand, it appears to be an unattractive proposition that a manager several grades removed from the mischief should be held to account; but it is, perhaps, even less attractive that those who are badly managed and unsupported are left to face the consequences whilst their superiors walk away unscathed.
There is, unfortunately, a dearth of authority and a decision of the Administrative Court would be welcomed. In the meantime, regulators could do worse than rely on dicta from the First Tier Tribunal in Sonia West v General Social Care Council [2009] 1614.SW-SUS.
Sonia West, a social worker, successfully appealed against a decision of the Preliminary Proceedings Committee of the General Social Care Council to impose an interim suspension order for a period of six months. The appeal was determined on procedural grounds, but the Tribunal went on to consider the substantive grounds for the interim suspension order. The registrant claimed the issues raised were purely managerial, that she had gone to her managers with matters she felt she could not resolve on her own, for example, with respect to staffing. She explained the restructuring and changes that had taken place in recent years: two social workers left and all the referrals were coming to her team; she had no extra staff despite the workload referrals increasing. She was coping, in effect, with an increased workload and reduced staff. The registrant acknowledged that the head of social care and her line manager had tried to help but that the stress of the situation was building up and that she became unwell because of stress. She said she was referred to occupational health the day she went sick but the referral took six months to take place. She was trying to oversee everything and while she tried to delegate she was under considerable stress and aware that other staff had a heavy load work on them. By the time she was ready to come back to work there was an investigation into her conduct as a manager and she was placed on garden leave until the disciplinary hearing which she attended without representation.
The registrant worked as a social worker for 14 years, had a blameless employment record and no previous disciplinary proceedings. A reference from a consultant psychiatrist said that she did not have any concerns regarding the registrant’s abilities as a social worker. The employer’s disciplinary hearing found four allegations proved: that her standard of work as a senior social worker was seriously below that required by her manager and the GSCC; she failed to record whether a number of cases for which she had managerial responsibility were concluded and closed; she failed to follow instructions from her line manager to complete initial and core assessments despite being given reasonable timescales; she failed to use the systems and processes in place to record casework and in doing so failed to safeguard vulnerable adults.
The employer’s findings concluded that this would normally warrant a penalty of dismissal but it would be acceptable to demote the registrant from her current role as team manager. The registrant was offered an alternative position as a social worker, declined and was dismissed. It is perhaps not surprising therefore that the Tribunal felt this indicated that the employers did not regard the registrant as a risk to the public and it was in order for her to continue in practice as a social worker. In fact, the letter from the employer confirmed that they had no concerns about her practice as a social worker.
Of course, the Tribunal made no findings of facts (and it has to be remembered that this was an appeal against an interim order only) but the case may well be regarded as a clear indicator of the way this Tribunal will treat pure management failings when professional competence is not established or called into question.
Tags: Misconduct; Management Failings; First Tier Tribunal; Posted in Uncategorized | No Comments »
February 11th, 2010
The Foreign Secretary appealed against a decision of the Divisional Court to include seven short redacted paragraphs of its judgment notwithstanding the fact that the Foreign Secretary had stated in more than one Public Interest Immunity Certificate that such publication would lead to a real risk of serious harm to the national security of the UK: The Queen on the application of Binyam Mohamed v The Secretary of State for Foreign & Commonwealth Affairs [2010] EWCA Civ 65
An exceptionally strong Court of Appeal (Lord Judge CJ, Lord Neuberger MR and Sir Anthony May, President QBD) rejected the appeal and the Foreign Secretary’s contention that disclosure of the paragraphs would damage intelligence sharing with the United States.
If the redacted paragraphs contained genuinely secret material which would itself damage the national interest, the Court may have ruled differently. But it considered the arguments in favour of disclosing the redacted paragraphs compelling. There was no secret about the treatment to which Mr Mohamed was subjected while in the control of the US authorities. Those facts were established by the judgment of a United States court.
As is usual, the Court of Appeal circulated its draft judgment to Counsel before it was officially published. Whilst agreeing with each other’s overall conclusions, the judge’s each drafted separate judgments with their own comments. It appears that Lord Neuberger of Abbotsbury MR said that MI5 operated a culture of suppression and disregard for human rights, that it deliberately misled a parliamentary committee and that its assurances could not be trusted. Jonathan Sumption QC, leading Counsel for the Foreign Secretary, wrote to the court before publication asking for those comments to be amended and describing them as ’sweeping criticisms not based on evidence which constituted an exceptionally damaging criticism of the good faith of the security service.’ Lord Neuberger’s criticism was subsequently amended in the published version of the judgment.
This has, unsurprisingly perhaps, led to media criticism of the Foreign Secretary for attempting to ‘nobble’ the court and suppress its criticism. But these comments are both uninformed and unfair. The real difficulty lies in the fact that our judges still insist on giving multiple-judgment decisions rather than agreeing a joint draft which they (or the majority of them) can sign up to and which will become the judgment of the court. If we followed the style of the European Court of Justice which delivers a single judgment representing the views of the majority, excesses of this nature could be avoided and the integrity of the court safeguarded.
Tags: President; MI5; Jonathan Sumption QC; European Court of, The Queen on the application of Binyam Mohamed v The Se Posted in Uncategorized | No Comments »
February 7th, 2010
The kafuffle surrounding expenses claims by British Members of Parliament has raised the perplexing question of parliamentary privilege and whether it would afford a defence to a Member of Parliament charged with a criminal offence arising out of his own dishonesty.
Parliamentary privilege developed as a means of stopping a monarch from interfering with the working of Parliament and was sparked by the power struggle between King Charles I and Parliament.
Article 9 of the Bill of Rights 1689 provides the single most important parliamentary privilege: that freedom of speech and debates or proceedings in Parliament ought not to be impeached or questioned in any court or place out of Parliament. It affords legal immunity to members for what they say and do in parliamentary proceedings.
Legal argument will probably centre on what is meant by proceedings in Parliament. That is likely to be argued ad nauseam in the coming months (and maybe years) and might well end up in the Supreme Court
Although each House has the right to administer its internal affairs within its precincts, it is clear that there is no law that prevents a Member of Parliament or a peer from being prosecuted. That has long been recognised by the courts. The court refused to intervene in Bradlaugh v Gosset (1883) 12 QBD 271 when the House of Commons refused to allow a member who was an avowed atheist to take the oath even though he was required to do so by statute.
But the phrase “internal affairs” is too loose and there is a real danger that attempts will be made to stretch it beyond its normal and natural meaning. The right is intended to protect each House in respect of the conduct of its internal affairs. It does not embrace and protect activities of individuals simply because the act complained of takes place within the precincts of Parliament. It is respectfully submitted that unless the conduct is clearly protected by Article 9 as part of the proceedings of Parliament, speech and conduct of members generally enjoys no special privilege. A criminal offence committed within the precincts of Parliament is triable in the courts and neither is there anything to stop a Member from being arrested within the precincts.
It has been said that in order to carry out its public duties without fear or favour Parliament, its Members and officers need certain rights and immunities, Parliament needs the right to regulate its own affairs, free from intervention by the government or the courts, and Members need to be able to speak freely uninhibited by possible defamation claims. That is undoubtedly correct, but if those who seek to take advantage of these privileges use Parliament as a sanctuary to avoid the consequences of their own criminality, then parliamentary privilege will fall into disrepute and it will add credence to the argument that there is one set of laws for parliamentarians and another for the public at large.
Tags: Parliamentary Privilege; Members of Parliament; Expen Posted in Uncategorized | No Comments »
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